"Understanding the Role of SEC and the Auditor for FTX"

"When inquiring about FTX, one might ask, “Who was the auditor for FTX?”. In the framework of the SEC’s regulatory enforcement on accounting and auditing, the audited financial statement (FS) submission to the SEC plays a critical role.

The submission of such audited FS is compulsorily required by SEC. When it comes to these SEC's audited financial documents, it helps in establishing accountability and transparency of the organization concerned.

In case anyone seeks how to submit audited FS to the SEC, there exists a set of protocols and guidelines that should be adhered to.

Audits constitute an integral part of SEC's monitoring. The SEC audit committee usually includes a financial expert as an integral member. One of the significant authorities of the SEC lies in its influence over audits.

In terms of the broker-dealer annual audit what is sec in audit filing with the SEC, conformity with these regulations is one of the significant issues under the purview of SEC.

When auditing the financial records of FTX falls under the oversight of these regulations, given the interconnection between the FTC and SEC.

To serve as an audit client in the US, SEC's endorsement is usually required. SEC also certifies external auditors, thereby enhancing quality checks in audited financial statements.

To clarify what the term 'SEC' refers to in an audit, it represents the U.S. Securities and Exchange Commission, a regulatory body that oversees audits.

Even in places like Texas, the SEC holds sway in regulatory matters. To sum up, from understanding who the auditor for FTX was, to comprehending the SEC's influence, audit requirements and procedures are crucial in the world of finance."